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AFM Update on Compliance and Internal Audit for Fund Managers

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Summary

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  • On July 23, 2026, the Dutch Authority for the Financial Markets (Autoriteit Financiële Markten, AFM) released an important update regarding compliance and internal audit functions.
  • The update specifically targets Alternative Investment Fund Managers (AIFMs) and managers of Undertakings in Collective Investment.
  • Key areas of attention were highlighted to enhance regulatory adherence and operational integrity within these financial entities.
  • This announcement signals a proactive approach by the AFM to strengthen oversight in the investment management sector.

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