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Private Placement, Rights Issue & Preferential Allotment Procedures Under Companies Act

TaxGuru•
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Summary

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  • The article outlines the procedures for Private Placement, Rights Issue, and Preferential Allotment under the Companies Act, 2013, detailing compliance with Sections 42 and 62.
  • It emphasizes the necessity of shareholder approvals, specific forms like PAS-4 and PAS-3, and adherence to SEBI regulations for listed companies.
  • Key distinctions between these capital-raising methods include timelines for allotment and requirements for maintaining separate bank accounts for subscription money.
  • Understanding these processes is crucial for companies seeking to navigate capital markets effectively while avoiding penalties for non-compliance.

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