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SEC Staff Grants No-Action Relief for Franklin Templeton's Digital Asset Custody

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Summary

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  • The SEC’s Division of Investment Management has granted no-action relief to Franklin Templeton under Section 17(f) of the Investment Company Act of 1940.
  • This relief allows Franklin Templeton’s affiliated transfer agent to act as custodian for investments in shares of a blockchain-recorded money market fund, despite noncompliance with certain custody rules.
  • The decision is based on 12 representations regarding the transfer agent's control over securityholder files and ownership records, including private key management.
  • This development signals the SEC's evolving stance on digital asset custody frameworks amid increasing scrutiny of tokenized fund infrastructure.

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